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This communication is strictly intended for individuals residing in the states of
AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL,IN, KS, KY, MA, MD, MI, MN, MO,MS, NC,
NE, NJ, NM, NV, NY, OH, OR, OK, PA,RI, SC, SD, TN,TX, UT, VA, WA, WI, and WY. No
offers may be made or accepted from any resident outside these states.
IMPORTANT CONSUMER INFORMATION A broker/dealer (BD), investment
adviser (IA), or IA representative may only transact business in a state if first
registered, or is excluded or exempt from state broker/dealer, investment adviser,
BD agent, or IA registration requirements, as appropriate. Follow-up, individualized
responses to persons in a state by such a firm or individual that involve either
effecting or attempting to effect transactions in securities, or the rendering of
personalized investment advice for compensation, will not be made without first
complying with appropriate registration requirements, or an applicable exemption
or exclusion.
For information concerning the licensing status or disciplinary history of a BD,
IA, BD agent, or IA rep, a consumer should contact his or her state securities law
administrator.
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